Monitoring & AuditingIncident Response Flow

Incident Response Flow

25 mins

Understanding the Concept

A DLP incident occurs when policy triggers a significant match - typically a high-severity alert. Incident response involves investigation, containment, remediation, and lessons learned.

Investigation uses Activity Explorer to trace the incident: what data, what user, what action, what time. Context from related activities helps understand intent.

Response may include: revoking access, contacting the user, HR involvement, legal notification, or regulatory reporting. Documentation throughout is critical.

Key Points

  • Detection: Alert received from DLP policy
  • Triage: Assess severity and business impact
  • Investigation: Use Activity Explorer to understand scope
  • Containment: Stop ongoing data loss if active
  • Remediation: Cleanup and policy adjustment
  • Documentation: Record for audit and improvement

Incident Response Workflow

Step 1

Alert Received

DLP alert triggers investigation

Step 2

Initial Triage

Assess severity, assign responder

Step 3

Investigation

Activity Explorer, interviews, evidence collection

Step 4

Containment

Stop ongoing loss, preserve evidence

Step 5

Remediation

Delete/recall data, revoke access

Step 6

Lessons Learned

Policy tuning, training, process improvement

Why This Matters in Real Organizations

DLP without incident response is just monitoring. Effective response prevents data loss from becoming data breach, maintains regulatory compliance, and improves the DLP program over time.

Common Mistakes to Avoid

No defined incident response process
Lack of coordination between security and legal
Not preserving evidence for potential legal action
No follow-up or policy improvement after incidents

Interview Tips

  • Describe a complete incident response workflow
  • Discuss stakeholder coordination
  • Mention documentation requirements

Exam Tips (SC-401)

  • Know the incident response phases
  • Understand evidence preservation
  • Know when regulatory notification is required

Course Complete!

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